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Christopher William Walters

Morgan Stanley

Stamford, CT

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-03-30
NY RA APPROVED 2023-03-30
TX RA APPROVED 2023-03-30
  • CT RA
    APPROVED
    Since 2023-03-30
  • NY RA
    APPROVED
    Since 2023-03-30
  • TX RA
    APPROVED
    Since 2023-03-30

Branch Locations

4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States

1585 Broadway 21St Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities, Llc New York NY 10/2015 11/2022
Jpmorgan Chase Bank, N.A. New York NY 10/2015 11/2022
First Republic Securities Company, Llc New York NY 11/2022 03/2023
First Republic Investment Management, Inc. New York NY 11/2022 Present
Morgan Stanley Smith Barney Llc Stamford CT 03/2023 Present
Morgan Stanley Private Bank, N.A New York NY 04/2023 Present
  • 10/2015 → 11/2022
    Jpmorgan Securities, Llc
    New York, NY
  • 10/2015 → 11/2022
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 11/2022 → 03/2023
    First Republic Securities Company, Llc
    New York, NY
  • 11/2022 → Present
    First Republic Investment Management, Inc.
    New York, NY
  • 03/2023 → Present
    Morgan Stanley Smith Barney Llc
    Stamford, CT
  • 04/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2022-11-04 → 2023-04-25
    J.P. Morgan Private Wealth Advisors Llc
    New York, NY
  • 2015-10-16 → 2022-11-06
    J.P. Morgan Securities Llc
    New York, NY
    White Plains, NY
  • 2013-08-23 → 2015-11-10
    Credit Suisse Securities (Usa) Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-17
  • S66 Uniform Combined State Law Examination
    2013-08-17
Other Names
  • Chris Walters
  • Christopher W Walters
  • Christopher Walters

View on SEC IAPD

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COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
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DWM ASSET MANAGEMENT, LLC · STAMFORD, CT
O'SHAUGHNESSY ASSET MANAGEMENT, LLC · STAMFORD, CT
CONCENTRIC CAPITAL STRATEGIES L.P. · STAMFORD, CT
INTEGRA GLOBAL ADVISORS LLC · Stamford, CT
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