Best Investors Account Sign in

Luke Alexander Miller

Rbc Securities, Inc

Los Angeles, CA

CRD 7622045

Claim This Profile
Employer firm

Rbc Securities, Inc CRD 103705

$1.52B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-29
  • CA RA
    APPROVED
    Since 2023-07-29

Branch Locations

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cnr Securities, Llc Beverly Hills CA 07/2022 09/2022
City National Rochdale Los Angeles WI 05/2019 07/2022
Enrich Financial Partners Madison WI 03/2016 04/2019
Edgewood College (Full-Time Education) Madison WI 09/2014 12/2018
City National Securities, Inc. Los Angeles CA 09/2022 Present
  • 07/2022 → 09/2022
    Cnr Securities, Llc
    Beverly Hills, CA
  • 05/2019 → 07/2022
    City National Rochdale
    Los Angeles, WI
  • 03/2016 → 04/2019
    Enrich Financial Partners
    Madison, WI
  • 09/2014 → 12/2018
    Edgewood College (Full-Time Education)
    Madison, WI
  • 09/2022 → Present
    City National Securities, Inc.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-29
  • S66 Uniform Combined State Law Examination
    2023-07-29
Other Names
  • Luke Miller

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Los Angeles, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor