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Luke Alexander Miller

Rbc Securities, Inc

Los Angeles, CA

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Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-29
  • CA RA
    APPROVED
    Since 2023-07-29

Branch Locations

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cnr Securities, Llc Beverly Hills CA 07/2022 09/2022
City National Rochdale Los Angeles WI 05/2019 07/2022
Enrich Financial Partners Madison WI 03/2016 04/2019
Edgewood College (Full-Time Education) Madison WI 09/2014 12/2018
City National Securities, Inc. Los Angeles CA 09/2022 Present
  • 07/2022 → 09/2022
    Cnr Securities, Llc
    Beverly Hills, CA
  • 05/2019 → 07/2022
    City National Rochdale
    Los Angeles, WI
  • 03/2016 → 04/2019
    Enrich Financial Partners
    Madison, WI
  • 09/2014 → 12/2018
    Edgewood College (Full-Time Education)
    Madison, WI
  • 09/2022 → Present
    City National Securities, Inc.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-29
  • S66 Uniform Combined State Law Examination
    2023-07-29
Other Names
  • Luke Miller

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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