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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-14
NY RA APPROVED 2024-01-16
  • TX RA
    APPROVED
    Since 2024-02-14
  • NY RA
    APPROVED
    Since 2024-01-16

Branch Locations

300 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc. New York NY 09/2022 03/2023
Seton Hall University South Orange NJ 08/2022 05/2023
Perfection Hardwood Flooring Holtsville NY 01/2019 05/2022
Millenium Bedliners Holtsville NY 06/2017 08/2018
Burgerology Patchogue NY 06/2020 08/2020
Sachem East High School Farmingville NY 09/2014 06/2018
Unemployed Holtsville NY 06/2022 08/2022
Pruco Securities Llc New York NY 08/2023 10/2023
The Prudential Insurance Company Of America New York NY 03/2023 10/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Melville NY 01/2024 Present
Unemployed Holtsville NY 10/2023 12/2023
Seton Hall University South Orange NJ 08/2018 05/2022
Bank Of America N.A. Melville NY 02/2024 Present
  • 09/2022 → 03/2023
    Equitable Advisors, Llc.
    New York, NY
  • 08/2022 → 05/2023
    Seton Hall University
    South Orange, NJ
  • 01/2019 → 05/2022
    Perfection Hardwood Flooring
    Holtsville, NY
  • 06/2017 → 08/2018
    Millenium Bedliners
    Holtsville, NY
  • 06/2020 → 08/2020
    Burgerology
    Patchogue, NY
  • 09/2014 → 06/2018
    Sachem East High School
    Farmingville, NY
  • 06/2022 → 08/2022
    Unemployed
    Holtsville, NY
  • 08/2023 → 10/2023
    New York, NY
  • 03/2023 → 10/2023
    The Prudential Insurance Company Of America
    New York, NY
  • 01/2024 → Present
    Melville, NY
  • 10/2023 → 12/2023
    Unemployed
    Holtsville, NY
  • 08/2018 → 05/2022
    Seton Hall University
    South Orange, NJ
  • 02/2024 → Present
    Bank Of America N.A.
    Melville, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-14
  • S66 Uniform Combined State Law Examination
    2023-08-14
Other Names
  • Justin Christopher Allone
  • Justin Allone

View on SEC IAPD

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