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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-14 |
| NY | RA | APPROVED | 2024-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc. | New York | NY | 09/2022 | 03/2023 |
| Seton Hall University | South Orange | NJ | 08/2022 | 05/2023 |
| Perfection Hardwood Flooring | Holtsville | NY | 01/2019 | 05/2022 |
| Millenium Bedliners | Holtsville | NY | 06/2017 | 08/2018 |
| Burgerology | Patchogue | NY | 06/2020 | 08/2020 |
| Sachem East High School | Farmingville | NY | 09/2014 | 06/2018 |
| Unemployed | Holtsville | NY | 06/2022 | 08/2022 |
| Pruco Securities Llc | New York | NY | 08/2023 | 10/2023 |
| The Prudential Insurance Company Of America | New York | NY | 03/2023 | 10/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melville | NY | 01/2024 | Present |
| Unemployed | Holtsville | NY | 10/2023 | 12/2023 |
| Seton Hall University | South Orange | NJ | 08/2018 | 05/2022 |
| Bank Of America N.A. | Melville | NY | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-14 |
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