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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-08 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Westlake | TX | 08/2022 | 07/2023 |
| Unemployed | Northlake | TX | 05/2022 | 06/2022 |
| Educational Testing Service | Princeton | NJ | 04/2018 | 03/2022 |
| Unemployed | Salinas | CA | 01/2016 | 03/2018 |
| Fidelity Brokerage Services Llc | Westlake | TX | 08/2022 | 07/2023 |
| J.P. Morgan Securities Llc | New York | NY | 08/2023 | 07/2025 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 08/2023 | 07/2025 |
| Neuberger Berman | New York | NY | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2023-01-04 |
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