Brian Arthur Rosewell

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-09-20
WV	RA	APPROVED	2024-05-09

TX RA
APPROVED

Since 2024-09-20
WV RA
APPROVED

Since 2024-05-09

Branch Locations

701 Lee Street East, Charleston, WV 25301 • United States

330 Association Dr, Charleston, WV 25311 • United States

Cross Lanes, WV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Charleston	WV	08/2022	Present
Ups	South Charleston	WV	11/2018	12/2021
Uber	Charleston	WV	03/2019	03/2020
Gabes	Charleston	WV	08/2009	08/2017
Unemployed	Charleston	WV	08/2017	11/2018
Unemployed	Charleston	WV	03/2020	11/2020
Unemployed	Charleston	WV	12/2021	08/2022

08/2022 → Present

Ameriprise Financial Services, Llc

Charleston, WV
11/2018 → 12/2021

Ups

South Charleston, WV
03/2019 → 03/2020

Uber

Charleston, WV
08/2009 → 08/2017

Gabes

Charleston, WV
08/2017 → 11/2018

Unemployed

Charleston, WV
03/2020 → 11/2020

Unemployed

Charleston, WV
12/2021 → 08/2022

Unemployed

Charleston, WV

Other Businesses

Board of Directors; Charleston Table Tennis Club; Treasurer; 1105 Ivywood Ln, , South Charleston, WV, 25309; Not Investment-Related; 08/19/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-05-06

S66 Uniform Combined State Law Examination

2024-05-06