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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-08
  • TX RA
    APPROVED
    Since 2023-02-08

Branch Locations

Prairie Ridge, TX • United States

2340 W Interstate 20 Ste 214, Arlington, TX 76017-7603 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Arlington TX 08/2022 Present
Medical City Arlington Arlington TX 06/2021 07/2022
Somervell County Fire Department Glen Rose TX 08/2015 Present
Hamilton Healthcare Hamilton TX 07/2020 08/2021
Training Division Crowley TX 04/2016 08/2018
  • 08/2022 → Present
    Arlington, TX
  • 06/2021 → 07/2022
    Medical City Arlington
    Arlington, TX
  • 08/2015 → Present
    Somervell County Fire Department
    Glen Rose, TX
  • 07/2020 → 08/2021
    Hamilton Healthcare
    Hamilton, TX
  • 04/2016 → 08/2018
    Training Division
    Crowley, TX
Other Businesses

Outside Employment; BCK Management Services, LLC; Salaried Employee; Manage advisory business; 2340 W. Interstate 20 Ste. 214, , Arlington, TX, 76017; Investment-Related; 02/22/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-06
  • S66 Uniform Combined State Law Examination
    2023-02-06
Other Names
  • Tj Bunt
  • Timothy Wayne Bunt
  • Timothy Bunt
  • Timothy Wayne Bunt

View on SEC IAPD

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