Thomas Arthur Cooper

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2020 → 04/2024
  Bankers Life & Casualty, Inc
  Paducah, KY
• 07/2020 → 11/2020
  National Assemblers
  Mayfield, KY
• 11/2019 → 06/2020
  Autonation Ford
  Fort Worth, TX
• 10/2011 → 11/2019
  Gj Oliver Inc
  Phillipsburg, NJ
• 08/2022 → 04/2024
  Bankers Life Securities, Inc
  Paducah, KY
• 09/2023 → 04/2024
  Bankers Life Advisory Services, Inc
  Paducah, KY
• 04/2024 → 09/2025
  New York Life Insurance Company
  Louisville, KY
• 05/2024 → 09/2025
  Nylife Securities Llc
  Louisville, KY
• 09/2024 → 09/2025
  Eagle Strategies Llc
  Louisville, KY
• 09/2025 → Present
  Lpl Enterprise Llc
  Indianapolis, IN

Previous Registrations

• 2024-09-13 → 2025-09-10
  Eagle Strategies Llc
  Louisville, KY
• 2023-09-06 → 2024-05-02
  Bankers Life Advisory Services, Inc.
  Chicago, IL
  Paducah, KY

Other Businesses

1. 09/10/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Mayfield, KY - Start Date 08/19/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 09/10/2025 - THOMAS ARTHUR COOPER III N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Mayfield, KY - Start Date 08/19/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 09/10/2025 - THOMAS ARTHUR COOPER III N/A - Non-Variable Insurance - INV REL - Mayfield, KY - Start Date 05/01/2024 - 40 HRS/MO | 25 HRS/MO DURING TRADING

Exams

• S66 Uniform Combined State Law Examination
  2023-08-28

Other Names

• Tom Arthur Cooper
• Thomas Arthur Cooper
• Thomas Arthur Cooper