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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-05
AK RA APPROVED 2026-05-12
  • TX RA
    APPROVED
    Since 2026-06-05
  • AK RA
    APPROVED
    Since 2026-05-12

Branch Locations

3601 C St, Anchorage, AK 99503 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Anchorage AK 08/2022 Present
Brewin Dolphin London 05/2020 10/2021
Unemployed Anchorage AK 10/2021 08/2022
Brettells Auctioneers Newport 08/2019 05/2020
Unemployed N/A 03/2019 08/2019
Citi Private Bank New York NY 03/2018 03/2019
Unemployed/Studying N/A 07/2012 03/2018
  • 08/2022 → Present
    Anchorage, AK
  • 05/2020 → 10/2021
    Brewin Dolphin
    London
  • 10/2021 → 08/2022
    Unemployed
    Anchorage, AK
  • 08/2019 → 05/2020
    Brettells Auctioneers
    Newport
  • 03/2019 → 08/2019
    Unemployed
    N/A
  • 03/2018 → 03/2019
    Citi Private Bank
    New York, NY
  • 07/2012 → 03/2018
    Unemployed/Studying
    N/A
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-12
  • S66 Uniform Combined State Law Examination
    2026-05-12
Other Names
  • Victoria L Macleod
  • Victoria Louise De Alba

View on SEC IAPD

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