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Thomas Reid Lawrence

Prospera Financial Services, Inc.

Vanleer, TN

CRD 7620790

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Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-01-26
  • TN RA
    APPROVED
    Since 2026-01-26

Branch Locations

Vanleer, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jackson National Life Distributors, Llc Franklin TN 08/2022 10/2025
United Parcel Service Knoxville TN 11/2019 11/2021
Copper Cellar Knoxville TN 11/2021 05/2022
The University Of Tennessee Knoxville TN 08/2018 05/2022
Student Manchester TN 08/2012 05/2018
Food Lion, Llc Manchester TN 05/2018 08/2019
Prospera Financial Services Inc. Dallas TX 11/2025 Present
  • 08/2022 → 10/2025
    Jackson National Life Distributors, Llc
    Franklin, TN
  • 11/2019 → 11/2021
    United Parcel Service
    Knoxville, TN
  • 11/2021 → 05/2022
    Copper Cellar
    Knoxville, TN
  • 08/2018 → 05/2022
    The University Of Tennessee
    Knoxville, TN
  • 08/2012 → 05/2018
    Student
    Manchester, TN
  • 05/2018 → 08/2019
    Food Lion, Llc
    Manchester, TN
  • 11/2025 → Present
    Dallas, TX
Other Businesses

S&L Properties LLC; Investment related - Yes; 2627 English Hill Dr., Murfreesboro, TN 37130; LLC for Rental Property; 25% Owner; 06/2026; 5 Hours Per Month; 0 During Trading Hours; Ownership, management, leasing and investment in rental real estate.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-21
S63 Uniform Securities Agent State Law Examination 2022-11-09
  • S66 Uniform Combined State Law Examination
    2026-01-21
  • S63 Uniform Securities Agent State Law Examination
    2022-11-09

View on SEC IAPD

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