Douglas C Cooper

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 10/2017
  J.P. Morgan Securities Llc
  Houston, TX
• 10/2017 → 08/2022
  Hancock/Whitney Investment Services, Inc.
  Houston, TX
• 10/2017 → Present
  Hancock/Whitney Bank
  Houston, TX
• 08/2022 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 08/2022 → Present
  Cetera Investment Advisers Llc
  Houston, TX

Previous Registrations

• 2017-10-16 → 2022-08-10
  Hancock Whitney Investment Services Inc.
  Woodlands, TX
  New Orleans, LA
  Houston, TX
• 2012-10-01 → 2017-10-25
  J.P. Morgan Securities Llc
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
• 2008-09-29 → 2012-10-01
  Chase Investment Services Corp.
  Houston, TX
  Humble, TX
  Houston, TX
  Houston, TX
  Humble, TX
  Houston, TX
  Lafayette, LA
  Lafayette, LA
  Lafayette, LA
  Broussard, LA
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
  Broussard, LA
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
  Lafayette, LA
  Houston, TX

Other Businesses

1. OWNER OF RENTAL PROPERTY; OWNER OF COOPER SOAP COMPANY; 2. SALE OF PREMIUM FINANCE LIFE INSURANCE WITH VARIOUS PARTNERS

Exams

• S66 Uniform Combined State Law Examination
  2008-09-25

Designations

• Certified Financial Planner