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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-08-01 |
Branch Locations
75 Matthews Dr, Hilton Head Island, SC 29926 • United States
1320 Main St Ste 600, Columbia, SC 29201 • United States
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Beaufort | SC | 04/2023 | Present |
| Wells Fargo Bank, Na | Beaufort | SC | 04/2023 | Present |
| Spectrum Wireless | Hilton Head Island | SC | 02/2023 | 03/2023 |
| New York Life Securities | Savannah | GA | 10/2022 | 01/2023 |
| Unemployed | Baltimore | MD | 07/2022 | 09/2022 |
| Angel Publishing | Baltimore | MD | 11/2020 | 06/2022 |
| Money Map Press | Baltimore | MD | 03/2020 | 10/2020 |
| Unemployed | Baltimore | MD | 01/2020 | 02/2020 |
| Countervest | Delray Beach | FL | 02/2020 | 05/2020 |
| Agora Financial Publishing | Baltimore | MD | 04/2017 | 01/2020 |
| Hagler & Associates | Columbia | MD | 02/2017 | 03/2017 |
| Kona Grill | Baltimore | MD | 06/2016 | 02/2017 |
| Wisewire | Baltimore | MD | 04/2011 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-06 |
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