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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-23
FL RA APPROVED 2023-01-12
  • TX RA
    APPROVED
    Since 2023-01-23
  • FL RA
    APPROVED
    Since 2023-01-12

Branch Locations

400 S Park Ave, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orlando FL 08/2022 Present
Truist Bank Orlando FL 02/2022 07/2022
Unemployed Miami FL 01/2022 02/2022
Copped Fl Tallahassee FL 09/2021 12/2021
Florida State University Tallahassee FL 09/2021 12/2021
Sanitation Products Of America Tallahassee FL 05/2021 08/2021
Florida State University Tallahassee FL 08/2020 05/2021
Spices Usa Miami FL 05/2020 08/2020
Florida State University Orlando FL 08/2019 05/2020
Abm Tallahasseee FL 05/2019 07/2019
Spices Usa Miami FL 07/2019 08/2019
Florida State University Miami FL 08/2018 05/2019
Champs Usa Orlando FL 05/2018 08/2018
Florida State University Tallahassee FL 08/2017 05/2018
Unemployed Miami FL 06/2017 08/2017
Coral Gables High School Miami FL 08/2013 05/2017
Mac Edwards Produce Miami FL 08/2016 01/2017
Bank Of America, N.A. Orlando FL 11/2022 Present
  • 08/2022 → Present
    Orlando, FL
  • 02/2022 → 07/2022
    Truist Bank
    Orlando, FL
  • 01/2022 → 02/2022
    Unemployed
    Miami, FL
  • 09/2021 → 12/2021
    Copped Fl
    Tallahassee, FL
  • 09/2021 → 12/2021
    Florida State University
    Tallahassee, FL
  • 05/2021 → 08/2021
    Sanitation Products Of America
    Tallahassee, FL
  • 08/2020 → 05/2021
    Florida State University
    Tallahassee, FL
  • 05/2020 → 08/2020
    Spices Usa
    Miami, FL
  • 08/2019 → 05/2020
    Florida State University
    Orlando, FL
  • 05/2019 → 07/2019
    Abm
    Tallahasseee, FL
  • 07/2019 → 08/2019
    Spices Usa
    Miami, FL
  • 08/2018 → 05/2019
    Florida State University
    Miami, FL
  • 05/2018 → 08/2018
    Champs Usa
    Orlando, FL
  • 08/2017 → 05/2018
    Florida State University
    Tallahassee, FL
  • 06/2017 → 08/2017
    Unemployed
    Miami, FL
  • 08/2013 → 05/2017
    Coral Gables High School
    Miami, FL
  • 08/2016 → 01/2017
    Mac Edwards Produce
    Miami, FL
  • 11/2022 → Present
    Bank Of America, N.A.
    Orlando, FL
Other Businesses

I*1431275 For profit or not for profit: Entity For Profit Name of outside business organization: Carlos Leon Investment related: N Address of business: orlando, Florida, 32801, United States Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 8/21/2023 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I'm looking to begin buying and selling collectable sneakers and accessories

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-02
  • S66 Uniform Combined State Law Examination
    2022-12-02

View on SEC IAPD

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