Vincent M Garcia

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-03-31
CA	RA	APPROVED	2024-12-07

Branch Locations

2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Los Angeles	CA	08/2022	Present
Rvf International	Santiago De Compostela		07/2021	08/2022
Full Time Education - Colorado State University	Fort Collins	CO	08/2017	07/2021
Full Time Education - Thunderridge High School	Highlands Ranch	CO	08/2013	08/2017
Wendy's	Highlands Ranch	CO	01/2016	09/2016
Glenmoor Country Club	Englewood	CO	05/2018	08/2018
Bank Of America, N.A.	Los Angeles	CA	08/2025	Present

08/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA
07/2021 → 08/2022

Rvf International

Santiago De Compostela
08/2017 → 07/2021

Full Time Education - Colorado State University

Fort Collins, CO
08/2013 → 08/2017

Full Time Education - Thunderridge High School

Highlands Ranch, CO
01/2016 → 09/2016

Wendy's

Highlands Ranch, CO
05/2018 → 08/2018

Glenmoor Country Club

Englewood, CO
08/2025 → Present

Bank Of America, N.A.

Los Angeles, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-12-06