Jonathan E Floe

Employer firm

Lincoln Investment CRD 519

$22.0B regulatory AUM 595 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2022 → 10/2025
  Morgan Stanley Smith Barney Llc
  Gilbert, AZ
• 05/2016 → 06/2022
  Upward Projects
  Phoenix, AZ
• 07/2018 → 01/2019
  Rott N' Grapes
  Phoenix, AZ
• 06/2022 → 09/2022
  Unemployed
  Phoenix, AZ
• 09/2025 → 10/2025
  Morgan Stanley Private Bank, N.A
  New York, NY
• 02/2026 → Present
  Lincoln Investment
  Fort Washington, PA
• 11/2025 → 01/2026
  Unemployed
  Phoenix, AZ

Previous Registrations

• 2023-01-20 → 2025-10-13
  Morgan Stanley
  Gilbert, AZ

Other Businesses

Insurance Position: Producer/Agent Nature: Fixed Insurance Investment Related: Yes Hours: 10 Securities Trading Hours: 10 Start Date: 3/23/2026 Address: 3101 N Central Ave Ste 890  Phoenix, AZ 85012 Description: Sell Fixed Insurance, fixed annuity, life, and health products and receive compensation for it.  Apex Monolith LLC Position: Owner, Managing Member, Member Nature: Consulting Investment Related: No Hours: 10 Securities Trading Hours: 10 Start Date: 9/1/2026 Address: 4501 N 40th St 202 Phoenix, AZ 85018 Description: Consulting start-up companies that are looking for expertise on building a business. Rely on beer and wine/cocktail background to help businesses with menu making. 

Exams

• S66 Uniform Combined State Law Examination
  2023-01-18