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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-08-06 |
Branch Locations
2256 Hudson Ave, Rochester, NY 14617 • United States
518 Ridge Road East, Rochester, NY 14621 • United States
2255 East Ridge Rd, Rochester, NY 14622 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors,Llc | New York | NY | 10/2023 | 02/2024 |
| Morgan Stanley | Rochester | NY | 09/2022 | 08/2023 |
| Unemployed | Rochester | NY | 08/2023 | 09/2023 |
| Unemployment | Rochester | NY | 11/2021 | 09/2022 |
| Mountain Sun Tanning | Silverthorne | CO | 02/2021 | 11/2021 |
| Unemployment | Silverthorne | CO | 08/2020 | 02/2021 |
| Freelance Tennis Instructor | Berlin | 01/2018 | 08/2020 | |
| Andrew Miller- Self Employed | Canandaigua | NY | 05/2017 | 09/2017 |
| William & Mary | Williamsburg | VA | 09/2017 | 12/2017 |
| Unemployed | Williamsburg | VA | 06/2016 | 12/2017 |
| Securities America, Inc | Rochester | NY | 04/2024 | 06/2024 |
| Securities America Advisors | Rochester | NY | 05/2024 | 06/2024 |
| Osaic Wealth, Inc. | Rochester | NY | 06/2024 | 07/2024 |
| Osaic Wealth, Inc. | Rochester | NY | 06/2024 | 07/2024 |
| Esl Federal Credit Union | Rochester | NY | 07/2024 | 11/2025 |
| Lpl Financial Llc | Rochester | NY | 07/2024 | Present |
| Unemployed | New York | NY | 02/2024 | 04/2024 |
| Esl Investment Services, Llc | Rochester | NY | 08/2024 | Present |
1- 08/06/2024 / ESL Investment Services / DBA Only / Inv Related - At Reported Business Location(s) - start 07/16/2024 - 160 hours per month/ 8 hours during trading 2- 08/06/2024 / ESL Investment Services, LLC / Non-Variable Insurance /Inv Related - At Reported Business Location(s) - start 07/082024 - 20 hours per month/ 1 hour during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-13 |
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