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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-08-06
  • NY RA
    APPROVED
    Since 2024-08-06

Branch Locations

2256 Hudson Ave, Rochester, NY 14617 • United States

518 Ridge Road East, Rochester, NY 14621 • United States

2255 East Ridge Rd, Rochester, NY 14622 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors,Llc New York NY 10/2023 02/2024
Morgan Stanley Rochester NY 09/2022 08/2023
Unemployed Rochester NY 08/2023 09/2023
Unemployment Rochester NY 11/2021 09/2022
Mountain Sun Tanning Silverthorne CO 02/2021 11/2021
Unemployment Silverthorne CO 08/2020 02/2021
Freelance Tennis Instructor Berlin 01/2018 08/2020
Andrew Miller- Self Employed Canandaigua NY 05/2017 09/2017
William & Mary Williamsburg VA 09/2017 12/2017
Unemployed Williamsburg VA 06/2016 12/2017
Securities America, Inc Rochester NY 04/2024 06/2024
Securities America Advisors Rochester NY 05/2024 06/2024
Osaic Wealth, Inc. Rochester NY 06/2024 07/2024
Osaic Wealth, Inc. Rochester NY 06/2024 07/2024
Esl Federal Credit Union Rochester NY 07/2024 11/2025
Lpl Financial Llc Rochester NY 07/2024 Present
Unemployed New York NY 02/2024 04/2024
Esl Investment Services, Llc Rochester NY 08/2024 Present
  • 10/2023 → 02/2024
    Equitable Advisors,Llc
    New York, NY
  • 09/2022 → 08/2023
    Morgan Stanley
    Rochester, NY
  • 08/2023 → 09/2023
    Unemployed
    Rochester, NY
  • 11/2021 → 09/2022
    Unemployment
    Rochester, NY
  • 02/2021 → 11/2021
    Mountain Sun Tanning
    Silverthorne, CO
  • 08/2020 → 02/2021
    Unemployment
    Silverthorne, CO
  • 01/2018 → 08/2020
    Freelance Tennis Instructor
    Berlin
  • 05/2017 → 09/2017
    Andrew Miller- Self Employed
    Canandaigua, NY
  • 09/2017 → 12/2017
    William & Mary
    Williamsburg, VA
  • 06/2016 → 12/2017
    Unemployed
    Williamsburg, VA
  • 04/2024 → 06/2024
    Securities America, Inc
    Rochester, NY
  • 05/2024 → 06/2024
    Securities America Advisors
    Rochester, NY
  • 06/2024 → 07/2024
    Rochester, NY
  • 06/2024 → 07/2024
    Rochester, NY
  • 07/2024 → 11/2025
    Esl Federal Credit Union
    Rochester, NY
  • 07/2024 → Present
    Rochester, NY
  • 02/2024 → 04/2024
    Unemployed
    New York, NY
  • 08/2024 → Present
    Esl Investment Services, Llc
    Rochester, NY
Previous Registrations
  • 2024-06-14 → 2024-07-11
    Rochester, NY
    Pittsford, NY
  • 2024-05-24 → 2024-06-14
    Securities America Advisors, Inc.
    Rochester, NY
  • 2024-02-12 → 2024-02-23
    Rochester, NY
Other Businesses

1- 08/06/2024 / ESL Investment Services / DBA Only / Inv Related - At Reported Business Location(s) - start 07/16/2024 - 160 hours per month/ 8 hours during trading 2- 08/06/2024 / ESL Investment Services, LLC / Non-Variable Insurance /Inv Related - At Reported Business Location(s) - start 07/082024 - 20 hours per month/ 1 hour during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-13
  • S66 Uniform Combined State Law Examination
    2023-12-13
Other Names
  • Andrew R Miller
  • Andrew Ryan Miller

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