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Griffin Lyle Gaughran

Mml Investors Services, LLC

Oceanside, CA

Scottsdale, AZ

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-14
AZ RA APPROVED 2023-09-22
  • CA RA
    APPROVED
    Since 2025-03-14
  • AZ RA
    APPROVED
    Since 2023-09-22

Branch Locations

Oceanside, CA • United States

6263 N Scottsdale Rd Suite 140, Scottsdale, AZ 85250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of California, Davis Davis CA 01/2018 03/2020
University Of California, Davis Davis CA 01/2017 01/2018
University Of California, Davis Davis CA 09/2016 01/2017
Tustin Grille Tustin CA 03/2016 09/2016
Unemployed Santa Ana CA 03/2020 11/2020
Pacific Dental Services Anaheim CA 11/2020 01/2022
Pacific Dental Services Phoenix AZ 01/2022 01/2023
Thrivent Investment Management Inc Scottsdale AZ 10/2022 09/2023
Thrivent Financial Scottsdale AZ 01/2023 09/2023
Thrivent Financial Scottsdale AZ 07/2023 09/2023
Massmutual Life Insurance Co Oceanside CA 09/2023 Present
Mml Investors Services, Llc Oceanside CA 09/2023 Present
  • 01/2018 → 03/2020
    University Of California, Davis
    Davis, CA
  • 01/2017 → 01/2018
    University Of California, Davis
    Davis, CA
  • 09/2016 → 01/2017
    University Of California, Davis
    Davis, CA
  • 03/2016 → 09/2016
    Tustin Grille
    Tustin, CA
  • 03/2020 → 11/2020
    Unemployed
    Santa Ana, CA
  • 11/2020 → 01/2022
    Pacific Dental Services
    Anaheim, CA
  • 01/2022 → 01/2023
    Pacific Dental Services
    Phoenix, AZ
  • 10/2022 → 09/2023
    Thrivent Investment Management Inc
    Scottsdale, AZ
  • 01/2023 → 09/2023
    Thrivent Financial
    Scottsdale, AZ
  • 07/2023 → 09/2023
    Thrivent Financial
    Scottsdale, AZ
  • 09/2023 → Present
    Massmutual Life Insurance Co
    Oceanside, CA
  • 09/2023 → Present
    Mml Investors Services, Llc
    Oceanside, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-28
  • S66 Uniform Combined State Law Examination
    2023-02-28

View on SEC IAPD

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USA FINANCIAL SECURITIES LLC

Other Investors

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Gerald Brown
STEVEN JAMES VASQUEZ
Joanne Kelly Olson
Nicholas John Gilewitch
Troy Franco Liddi
Amanda Marie Jones
Adam Seth Davis Creel

Other Offices

LPL FINANCIAL LLC · OCEANSIDE, CA
J.P. MORGAN SECURITIES LLC · OCEANSIDE, CA
NAVY FEDERAL INVESTMENT SERVICES, LLC · Oceanside, CA
FIRST COMMAND ADVISORY SERVICES · Oceanside, CA
FIRST COMMAND ADVISORY SERVICES · Oceanside, CA
ALIGNED ADVISORS · OCEANSIDE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OCEANSIDE, CA
J.P. MORGAN SECURITIES LLC · OCEANSIDE, CA

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