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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-01-10
MO RA APPROVED 2024-01-10
  • KS RA
    APPROVED
    Since 2024-01-10
  • MO RA
    APPROVED
    Since 2024-01-10

Branch Locations

7500 College Blvd Suite 350, Overland Park, KS 66210 • United States

Blue Springs, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc. St. Paul MN 03/2023 08/2023
Renaissance Financial Corp Overland Park KS 09/2022 Present
North Kansas City School District Kansas City MO 08/2013 06/2022
Cetera Wealth Services, Llc Overland Park KS 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2024 Present
  • 03/2023 → 08/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 09/2022 → Present
    Renaissance Financial Corp
    Overland Park, KS
  • 08/2013 → 06/2022
    North Kansas City School District
    Kansas City, MO
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Overland Park, KS
  • 01/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: September 2022 POSITION/TITLE/RELATIONSHIP: Registered Staff APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-11
  • S66 Uniform Combined State Law Examination
    2023-12-11
Other Names
  • Kristin Anne Haberberger

View on SEC IAPD

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