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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-06-20
  • FL RA
    APPROVED
    Since 2022-06-20

Branch Locations

330 E Kilbourn Ave Ste 950, Milwaukee, WI 53202 • United States

Estero, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nml Agent Milwaukee WI 12/1998 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 12/1998 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2007 Present
Previous Registrations
  • 2007-02-15 → 2007-04-30
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. PRESICIENT PROPERTY MANAGEMENT LLC, 49% OWNER, RENTAL PROPERTY MANAGEMENT, 0 HRS PER MONTH, START DATE 3/01/10. 3. 4 SCOOPS INC, OWNER 25%, 4630 S. HURSTBOURNE PKWY, LOUISVILLE, , KENTUCKY, 40299, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 6/1/2006, OWNER OF FAST FOOD RESTAURANT 4. SCOOPS HOLDINGS LLC, OWNER 25%, 4630 S. HURSTBOURNE PKWY, LOUISVILLE, , KENTUCKY, 40299, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 6/1/2006, HOURS PER MONTH: 0-5, OWNER IN A REAL ESTATE PARTNERSHIP 5. 50% OWNER, PRESCIENT AUTO COLLECTIVE, LLC, 373 & 375 E. OAK ST., OAK CREEK, WISCONSIN, 53154, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 02/15/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PROPERTY OWNER 6. 100% OWNER, LEFT LANE MINDSET, LLC, LEGAL ENTITY, START DATE: 5/9/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RECIEPT OF WMC INCOME AND OPERATING EXPENSES INCLUDING PAYROLL AND RENT, ECT. WILL BE PAID FROM THIS ENTITY 7. 25% OWNER, JMD2, LLC, LEGAL ENTITY, START DATE: 06/17/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ASSIST WITH REAL ESTATE OWNERSHIP DITUES 8. OWNER, BIG MOTIVATING WERKSHOP, LLC, 9033 PROSPERITY WAY, FORT MYERS, , FLORIDA, 33913, UNITED STATES OF AMERICA, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 9/30/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 9. 100% OWNER, 14702 TARMAC CT. UNIT E14, 14702 TARMAC CT. UNIT E14, FORT MYERS, , FLORIDA, 33913, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 02/15/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RENTING OUT UNIT 10. RENTAL PROPERTY, 7938 STONEWOOD DRIVE, FRANKLIN, WI 53132, OWNER 50%, 7938 STONEWOOD DR, FRANKLIN, , WISCONSIN, 53132, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 6/1/2010, HOURS PER MONTH: 0-5, RENT PROPERTY 11. THREE GEAR HOLDINGS LLC, 330 E. KILBOURN AVE., MILWAUKEE, , WISCONSIN, 53202, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 11/19/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, 50% OWNER AND LANDLORD; INVESTMENT-RELATED. 12. FORTUNOCITY LLC (50% OWNER, THREE GEAR HOLDINGS, LLC), 10590 GLEN LAKES DR., ESTERO, , FLORIDA, 34135, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 11/19/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER AND LANDLORD; INVESTMENT-RELATED. 13. FL GARONDOS-VF LLC, 10590 GLEN LAKES DR., ESTERO, , FLORIDA, 34135, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 11/19/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER AND LANDLORD; INVESTMENT-RELATED. 14. DAVID FAMILY REAL ESTATE TRUST, 10590 GLEN LAKES DR., ESTERO, , FLORIDA, 34135, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 11/19/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, GRANTORS OF AN IRREVOCABLE TRUST; INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-21
S63 Uniform Securities Agent State Law Examination 1999-03-22
  • S66 Uniform Combined State Law Examination
    2006-08-21
  • S63 Uniform Securities Agent State Law Examination
    1999-03-22

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