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David E Tierney

Nomura Investment Management Business Trust

Philadelphia, PA

Conshohocken, PA

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Current Employers
Nomura Investment Management Business Trust

610 Market Street, Philadelphia, PA 19106 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-03-15
  • PA RA
    APPROVED
    Since 2023-03-15

Branch Locations

610 Market Street, Philadelphia, PA 19106 • United States

Conshohocken, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delaware Distributors, L.P. Philadelphia PA 08/2022 Present
Sei Oaks PA 10/2019 07/2022
365 Health Services Philadelphia PA 05/2018 10/2019
Student - Pennsylvania State University State College PA 08/2014 05/2018
Macquarie Investment Management Business Trust Philadelphia PA 08/2022 Present
Nomura Capital Management Llc Philadelphia PA 06/2026 Present
  • 08/2022 → Present
    Delaware Distributors, L.P.
    Philadelphia, PA
  • 10/2019 → 07/2022
    Sei
    Oaks, PA
  • 05/2018 → 10/2019
    365 Health Services
    Philadelphia, PA
  • 08/2014 → 05/2018
    Student - Pennsylvania State University
    State College, PA
  • 08/2022 → Present
    Macquarie Investment Management Business Trust
    Philadelphia, PA
  • 06/2026 → Present
    Nomura Capital Management Llc
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-06
  • S66 Uniform Combined State Law Examination
    2023-01-06
Other Names
  • David Tierney
  • Dave Tierney
  • David Edward Tierney
  • David Edward Tierney

View on SEC IAPD

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GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
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GLOBAL ADVISERS, LLC · PHILADELPHIA, PA
BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
VERITABLE FINANCIALS LLC · PHILADELPHIA, PA
CHARLES SCHWAB & CO., INC. · Philadelphia, PA
MORGAN STANLEY · Philadelphia, PA
J.P. MORGAN SECURITIES LLC · Philadelphia, PA

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