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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-29 |
| CO | RA | APPROVED | 2026-03-12 |
Branch Locations
One Sansome St Ste 1400, San Francisco, CA 94104-4431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janus Henderson Investors Us Llc | Denver | CO | 11/2022 | 10/2023 |
| Janus Henderson Distributors Us Llc | Denver | CO | 11/2022 | 10/2023 |
| Roadhouse Boulder Depot | Boulder | CO | 10/2019 | 12/2020 |
| Pasta Jay's | Boulder | CO | 05/2019 | 10/2019 |
| Poggio Trattoria | Sausalito | CA | 05/2018 | 08/2018 |
| Student | Mill Valley | CA | 08/2013 | 06/2017 |
| Student | Boulder | CO | 08/2017 | 12/2021 |
| Unemployed | Denver | CO | 01/2022 | 08/2022 |
| Aston Carter | Denver | CO | 08/2022 | 11/2022 |
| Transamerica Capital Llc | Denver | CO | 10/2023 | 01/2026 |
| Ameriprise Financial Services, Llc | San Francisco | CA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-05 |
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