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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-14
FL RA APPROVED 2023-05-17
  • TX RA
    APPROVED_RES
    Since 2023-06-14
  • FL RA
    APPROVED
    Since 2023-05-17

Branch Locations

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 11/2022 Present
Cantor Fitzgerald Jacksonville FL 09/2022 11/2022
Gallagher Jacksonville FL 06/2021 09/2022
Unemployed Jacksonville FL 03/2020 06/2021
Marriott Sawgrass - Alice & Petes Ponte Vedra Beach FL 12/2017 08/2022
P.F. Chang's China Bistro Jacksonville FL 12/2016 12/2017
Pusser's Bar & Grille Ponte Vedra Beach FL 09/2014 12/2016
University Of North Florida Jacksonville FL 08/2011 12/2020
Florida State College At Jacksonville Jacksonville FL 08/2016 05/2022
  • 11/2022 → Present
    Jacksonville, FL
  • 09/2022 → 11/2022
    Cantor Fitzgerald
    Jacksonville, FL
  • 06/2021 → 09/2022
    Gallagher
    Jacksonville, FL
  • 03/2020 → 06/2021
    Unemployed
    Jacksonville, FL
  • 12/2017 → 08/2022
    Marriott Sawgrass - Alice & Petes
    Ponte Vedra Beach, FL
  • 12/2016 → 12/2017
    P.F. Chang's China Bistro
    Jacksonville, FL
  • 09/2014 → 12/2016
    Pusser's Bar & Grille
    Ponte Vedra Beach, FL
  • 08/2011 → 12/2020
    University Of North Florida
    Jacksonville, FL
  • 08/2016 → 05/2022
    Florida State College At Jacksonville
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-15
  • S66 Uniform Combined State Law Examination
    2023-05-15

View on SEC IAPD

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