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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-30 |
| NC | RA | APPROVED | 2025-10-29 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 09/2022 | Present |
| H&M Hennes And Mauritz | Charlotte | NC | 05/2022 | 09/2022 |
| H&M Hennes And Mauritz | Asheville | NC | 09/2014 | 05/2022 |
| Vanguard Marketing Corporation | Charlotte | NC | 09/2022 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-14 |
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