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Frederick T Ganter

LPl Financial LLC

Dubuque, IA

Bellevue, IA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-05-01
TX RA APPROVED 2026-05-01
  • IA RA
    APPROVED
    Since 2026-05-01
  • TX RA
    APPROVED
    Since 2026-05-01

Branch Locations

340 W 5Th St, Dubuque, IA 52001 • United States

212 N Riverview Street, Bellevue, IA 52031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Lake Geneva WI 08/2022 07/2023
Elkhorn Area High School Elkhorn WI 09/2013 07/2022
Ameriprise Financial Services, Llc Dubuque IA 09/2023 05/2026
Lpl Financial Llc Dubuque IA 05/2026 Present
Previous Registrations
Other Businesses

1. 04/2026 - Bridgewater Advisors, Inc - DBA for LPL Business (entity for LPL business) - Inv Related - 175 Hour(s)/Month - 175 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 5/4/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-18
  • S66 Uniform Combined State Law Examination
    2022-11-18
Other Names
  • Frederick Ganter
  • Frederick Thomas Ganter

View on SEC IAPD

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