Frederick T Ganter

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2022 → 07/2023
  Ameriprise Financial Services, Llc
  Lake Geneva, WI
• 09/2013 → 07/2022
  Elkhorn Area High School
  Elkhorn, WI
• 09/2023 → 05/2026
  Ameriprise Financial Services, Llc
  Dubuque, IA
• 05/2026 → Present
  Lpl Financial Llc
  Dubuque, IA

Previous Registrations

• 2023-09-28 → 2026-05-15
  Ameriprise Financial Services, Llc
  Bellevue, IA
  Dubuque, IA
  Dubuque, IA
• 2022-11-21 → 2023-07-14
  Ameriprise Financial Services, Llc
  Lake Geneva, WI

Other Businesses

1. 04/2026 - Bridgewater Advisors, Inc - DBA for LPL Business (entity for LPL business) - Inv Related - 175 Hour(s)/Month - 175 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 5/4/2026

Exams

• S66 Uniform Combined State Law Examination
  2022-11-18

Other Names

• Frederick Ganter
• Frederick Thomas Ganter