Robert Albert Lee

Tiaa-Cref Individual & Institutional Services, LLC

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Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2016-12-09

PA RA
APPROVED

Since 2016-12-09

Branch Locations

41 University Drive, Suite 400 Office 423, 427, 439, 442, Newtown, PA 18940 • United States

Langhorne, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	New York	NY	10/2012	11/2016
Tiaa	Newtown	PA	11/2016	Present
Tiaa-Cref Individual & Institutional Services, Llc	Newtown	PA	11/2016	Present

10/2012 → 11/2016

J.P. Morgan Securities Llc

New York, NY
11/2016 → Present

Tiaa

Newtown, PA
11/2016 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Newtown, PA

Previous Registrations

2012-10-01 → 2016-12-06

J.P. Morgan Securities Llc

New York, NY
2011-09-27 → 2012-10-01

Chase Investment Services Corp.

New York, NY

New York, NY
2009-01-30 → 2010-01-22

The Astorino Financial Group, Inc.

Fairfield, NJ
2009-01-20 → 2009-12-22

Lpl Financial Llc

Fairfield, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-12-24

S66 Uniform Combined State Law Examination

2008-12-24

Other Names

Robert A Lee
Robert A Lee

View on SEC IAPD

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