Tracy Laine Dohlman-majerus

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-07-18
MN	RA	APPROVED	2023-03-20

TX RA
APPROVED

Since 2023-07-18
MN RA
APPROVED

Since 2023-03-20

Branch Locations

5201 Members Pkwy Nw, Rochester, MN 55901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Think Mutual Bank	Rochester	MN	10/2006	Present
Raymond James Financial Services, Inc.	Rochester	MN	08/2022	Present
Think Financial Planning	Rochester	MN	07/2022	Present

10/2006 → Present

Think Mutual Bank

Rochester, MN
08/2022 → Present

Raymond James Financial Services, Inc.

Rochester, MN
07/2022 → Present

Think Financial Planning

Rochester, MN

Other Businesses

(1)Name of Business: Think Financial Planning Address: 5200 Members Pkwy NW, Rochester, MN, 55901-8381, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/18/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Bank financial planning department associated with Raymond James.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-18

S66 Uniform Combined State Law Examination

2023-03-18

View on SEC IAPD