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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2026-06-26 |
| NJ | RA | APPROVED | 2024-08-21 |
| TX | RA | APPROVED | 2023-03-07 |
| NH | RA | APPROVED | 2022-12-07 |
Branch Locations
25 Chestnut St Ste 300N, Portsmouth, NH 03801-4064 • United States
Salem, NJ • United States
50 Lake Center Executive Park 401 Route 73 N Ste 201, Marlton, NJ 08053-3425 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services | Portsmouth | NH | 09/2022 | 09/2022 |
| Sesac | Nashville | TN | 02/2020 | 08/2022 |
| Music City Media | Nashville | TN | 08/2019 | 02/2020 |
| Salesianum | Wilmington | DE | 04/2016 | 08/2019 |
| Ameriprise Financial Services, Llc | Portsmouth | NH | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Portsmouth | NH | 09/2022 | Present |
Outside Employment; Asbury Entertainment; I am part of the backing band and help with set up and break down. We play a few dozen gigs per year, mostly in the summer at vacation-town bars. I play saxophone and a few other instruments from time to time.; I would like to rejoin the Bruce Springsteen tribute band I played in from 2015-2019. We are a cover band playing in bars, theaters, and clubs, mostly in NJ. Most gigs are on Friday and Saturday nights from Memorial Day to Labor Day. This is a second job for all 7 members as an outlet to use our musical talents in our free time.; 110 E Militia Road, , Whitehouse Station, NJ, 08889; Not Investment-Related; 08/23/2024; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-07 |
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