Brendon Louis Smith

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 08/2017
  Camp High Rocks
  Brevard, NC
• 05/2018 → 08/2018
  Camp High Rocks
  Brevard, NC
• 01/2014 → 12/2019
  Student
  New Orleans, LA
• 06/2018 → 12/2022
  University Of New Orleans
  New Orleans, LA
• 05/2022 → 01/2024
  Principal Financial Group
  Charlotte, NC
• 06/2022 → 10/2022
  Associated Staffing
  Charlotte, NC
• 01/2024 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 01/2024 → Present
  Northwestern Mutual Investment Services Llc
  Charlotte, NC
• 04/2025 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Previous Registrations

• 2023-12-13 → 2024-01-26
  Principal Advised Services
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2023-12-13
• S63 Uniform Securities Agent State Law Examination
  2022-10-15

Other Names

• Brendon Louis Smith