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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-11 |
| NC | RA | APPROVED | 2024-06-07 |
| SC | RA | APPROVED | 2024-06-07 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| College Student | Charleston | SC | 08/2016 | 05/2020 |
| Unemployed | Charleston | SC | 05/2020 | 10/2020 |
| Shot! Abc | Greenville | SC | 11/2020 | 03/2021 |
| Madewell Concrete | Charlotte | NC | 04/2021 | 04/2022 |
| Uber | San Francisco | CA | 05/2022 | 06/2022 |
| Associate Staffing | Charlotte | NC | 06/2022 | 08/2022 |
| Principal Life Insurance | Charlotte | NC | 08/2022 | 01/2024 |
| Principal Securities | Charlotte | NC | 08/2022 | 01/2024 |
| Lpl Financial Llc | Fort Mill | SC | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-14 |
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