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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-06-25 |
| FL | RA | APPROVED | 2026-06-24 |
| TX | RA | APPROVED_RES | 2026-06-16 |
Branch Locations
1724 Manatee Ave West, Bradenton, FL 34205 • United States
1630 Ringling Blvd, Sarasota, FL 34236 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
1724 Manatee Avenue W, Bradention, FL 34205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-05 |
| FL | RA | APPROVED | 2014-07-17 |
Branch Locations
1724 Manatee Avenue W, Bradention, FL 34205 • United States
1630 Ringling Blvd, Sarasota, FL 34236 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Gainesville | FL | 08/2008 | 12/2021 |
| Moseley Investment Management | Bradenton | FL | 08/2008 | Present |
| Moseley Investment Management | Sarasota | FL | 07/2014 | Present |
| Lpl Financial Llc | Bradenton | FL | 06/2026 | Present |
1) 06/03/2026- Investment products and services are offered through LPL Financial LLC using the DBA/trade name Moseley Investment Management - Inv. Related- at reported business location(s) 2) 06/03/2026- Asheville Acres - Real Estate Rental- Property co-owner - Inv. Related- Asheville, NC - start date 09/01/2023- 1hrs/mth - 0 hrs during trading. 3) 06/03/2026- 1630 Ringling LLC - Real Estate Rental - co-owner - Inv. Related- Sarasota, FL - start date 3/01/2023- 5hrs/mth - 0hrs during trading 4) 07/01/2026 - Moseley Investment Management, Inc. (TEMP) - Registered Investment Advisor - Investment Related - At Reported Business Location(s) - Start Date 06/01/2013 - 160 hours per month/ during trading - I temporarily provide limited services through Moseley Investment Management, an independent investment advisor firm, for purposes of transitioning assets to the LPL Financial RIA. I started this activity business in 6/2026, and expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-29 |
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