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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-06-25
FL RA APPROVED 2026-06-24
TX RA APPROVED_RES 2026-06-16
  • SC RA
    APPROVED
    Since 2026-06-25
  • FL RA
    APPROVED
    Since 2026-06-24
  • TX RA
    APPROVED_RES
    Since 2026-06-16

Branch Locations

1724 Manatee Ave West, Bradenton, FL 34205 • United States

1630 Ringling Blvd, Sarasota, FL 34236 • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Moseley Investment Management, Inc.

1724 Manatee Avenue W, Bradention, FL 34205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-05
FL RA APPROVED 2014-07-17
  • TX RA
    APPROVED
    Since 2023-03-05
  • FL RA
    APPROVED
    Since 2014-07-17

Branch Locations

1724 Manatee Avenue W, Bradention, FL 34205 • United States

1630 Ringling Blvd, Sarasota, FL 34236 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Gainesville FL 08/2008 12/2021
Moseley Investment Management Bradenton FL 08/2008 Present
Moseley Investment Management Sarasota FL 07/2014 Present
Lpl Financial Llc Bradenton FL 06/2026 Present
  • 08/2008 → 12/2021
    Self-Employed
    Gainesville, FL
  • 08/2008 → Present
    Moseley Investment Management
    Bradenton, FL
  • 07/2014 → Present
    Moseley Investment Management
    Sarasota, FL
  • 06/2026 → Present
    Bradenton, FL
Other Businesses

1) 06/03/2026- Investment products and services are offered through LPL Financial LLC using the DBA/trade name Moseley Investment Management - Inv. Related- at reported business location(s) 2) 06/03/2026- Asheville Acres - Real Estate Rental- Property co-owner - Inv. Related- Asheville, NC - start date 09/01/2023- 1hrs/mth - 0 hrs during trading. 3) 06/03/2026- 1630 Ringling LLC - Real Estate Rental - co-owner - Inv. Related- Sarasota, FL - start date 3/01/2023- 5hrs/mth - 0hrs during trading 4) 07/01/2026 - Moseley Investment Management, Inc. (TEMP) - Registered Investment Advisor - Investment Related - At Reported Business Location(s) - Start Date 06/01/2013 - 160 hours per month/ during trading - I temporarily provide limited services through Moseley Investment Management, an independent investment advisor firm, for purposes of transitioning assets to the LPL Financial RIA. I started this activity business in 6/2026, and expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-29
  • S65 Uniform Investment Adviser Law Examination
    2014-03-29
Designations

View on SEC IAPD

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