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Rodrigo Guevara

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-05-29
NJ RA APPROVED 2023-09-05
  • NC RA
    APPROVED
    Since 2024-05-29
  • NJ RA
    APPROVED
    Since 2023-09-05

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Charlotte NC 10/2022 Present
Western Carolina University Cullowhee NC 08/2019 05/2022
Walmart Forest City NC 06/2020 08/2020
H&R Block Spindale NC 01/2019 04/2019
Tryon International Equestrian Center Mills River NC 06/2017 08/2017
Unemployed Forest City NC 05/2022 10/2022
Rutherford Early College High School Spindale NC 06/2014 05/2018
Isothermal Community College Spindale NC 06/2018 05/2019
  • 10/2022 → Present
    Ubs Financial Services Inc.
    Charlotte, NC
  • 08/2019 → 05/2022
    Western Carolina University
    Cullowhee, NC
  • 06/2020 → 08/2020
    Walmart
    Forest City, NC
  • 01/2019 → 04/2019
    H&R Block
    Spindale, NC
  • 06/2017 → 08/2017
    Tryon International Equestrian Center
    Mills River, NC
  • 05/2022 → 10/2022
    Unemployed
    Forest City, NC
  • 06/2014 → 05/2018
    Rutherford Early College High School
    Spindale, NC
  • 06/2018 → 05/2019
    Isothermal Community College
    Spindale, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-01
  • S66 Uniform Combined State Law Examination
    2023-09-01

View on SEC IAPD

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