Best Investors
Account
Sign in
Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-03 |
| FL | RA | APPROVED | 2024-09-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Boca Raton | FL | 05/2023 | 08/2024 |
| Asp Service / Rockmore Capital - Consultant | New York | NY | 07/2012 | 01/2017 |
| Musician | Boca Raton | FL | 02/2017 | Present |
| Prudential Insurance | Boca Raton | FL | 08/2022 | 11/2023 |
| Rubin Wealth Advisors | Boca Raton | FL | 07/2022 | 07/2022 |
| The Prudential Insurance Company Of America | Boca Raton | FL | 11/2023 | 08/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boca Raton | FL | 08/2024 | Present |
| Bank Of America, N.A. | Boca Raton | FL | 10/2024 | Present |
I*1979260 Entity Type: Entity For Profit Name of OBA: Musician Address: Boca Raton Florida Investment Related: No Position, Title, Association: Owner Start Date:01/01/2017 No Hours: 10 Monthly No Hours during trading:0 Duties: I'm an events pianist and I perform at private events, livestreams and teach piano. I*: 2981266 Entity Type: Fiduciary role Name of OBA: R. G. Address: Boca Raton, FL 33486 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 10/9/2025 Number of Hours: 2 hrs annually Number of Hours during trading: 2 hrs annually Duties: Power of Attorney / Parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-19 |
Reach out to this advisor