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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-02
FL RA APPROVED 2024-11-22
NJ RA APPROVED 2024-11-22
TX RA APPROVED_RES 2024-11-21
  • NY RA
    APPROVED
    Since 2025-12-02
  • FL RA
    APPROVED
    Since 2024-11-22
  • NJ RA
    APPROVED
    Since 2024-11-22
  • TX RA
    APPROVED_RES
    Since 2024-11-21

Branch Locations

Naples, FL • United States

2734 Rsf On The 9Th Fl Of Tower Place [Satellite], Albany, NY 12203 • United States

5811 Pelican Bay Blvd Ste 600, Naples, FL 34108 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Albany NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Albany NY 11/2016 11/2024
Wells Fargo Advisors Financial Network, Llc Naples FL 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-01-29
  • S66 Uniform Combined State Law Examination
    1999-01-29
Other Names
  • Cw Kelleher
  • Cornelius W Kelleher
  • C.W. W Kelleher
  • Cornelius W. Kelleher

View on SEC IAPD

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