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Caden Kirk Baggaley

Equitable Advisors, LLC

Scottsdale, AZ

CRD 7616651

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-02-10
  • AZ RA
    APPROVED
    Since 2025-02-10

Branch Locations

14851 N. Scottsdale Road Suite 103, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mountain America Credit Union Taylorsville UT 01/2021 12/2024
The Church Of Jesus Christ Of Latter Day Saints Baltimore MD 01/2019 12/2020
No Work Or School Kearns UT 11/2019 01/2020
Papa Murphy's Taylorsville UT 03/2019 11/2019
Granite School District Kearns UT 03/2016 03/2019
Kearns High School Kearns UT 08/2014 06/2018
Lpl Financial Llc Salt Lake City UT 08/2022 12/2024
Unemployed Buckeye AZ 01/2025 01/2025
Equitable Advisors, Llc New York NY 02/2025 Present
  • 01/2021 → 12/2024
    Mountain America Credit Union
    Taylorsville, UT
  • 01/2019 → 12/2020
    The Church Of Jesus Christ Of Latter Day Saints
    Baltimore, MD
  • 11/2019 → 01/2020
    No Work Or School
    Kearns, UT
  • 03/2019 → 11/2019
    Papa Murphy's
    Taylorsville, UT
  • 03/2016 → 03/2019
    Granite School District
    Kearns, UT
  • 08/2014 → 06/2018
    Kearns High School
    Kearns, UT
  • 08/2022 → 12/2024
    Salt Lake City, UT
  • 01/2025 → 01/2025
    Unemployed
    Buckeye, AZ
  • 02/2025 → Present
    New York, NY
Previous Registrations
Other Businesses

Delivery driver with Doordash. Delivery Driver. I choose my own hours and do food delivery for them

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-15
  • S66 Uniform Combined State Law Examination
    2024-04-15
Other Names
  • Caden Baggaley

View on SEC IAPD

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