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2350 Fruitville Rd Suite 201, Sarasota, FL 34237 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2013-02-19 |
| FL | RA | APPROVED | 2013-01-07 |
| TX | RA | APPROVED | 2012-12-03 |
| CA | RA | APPROVED | 2012-11-26 |
Branch Locations
2350 Fruitville Rd Suite 201, Sarasota, FL 34237 • United States
444 E. Hillcrest Drive Suite 230, Dekalb, IL 60115 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Sarasota | FL | 08/2006 | Present |
| Walsh & Associates, Llc | Sarasota | FL | 04/2013 | Present |
1. 12/7/2015 - Walsh Family Holdings I, LLC - Investment Related - 2350 Fruitville Rd, Sarasota, FL 34237 - Real Estate Rental - STARTED 11/06/15 - 2 Hours Per Month/0 Hours During Securities Trading. 2. 1/20/2016 - Walsh & Associates, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - STARTED 11/03/2015 - 150 Hours Per Month During Securities Trading. 3. 2/5/2018 - Walsh & Associates, LLC - DBA: Walsh & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/1995 - 160 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-11 |
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