Michael James Walsh

Employer firm

Walsh & Associates, LLC CRD 144441

$828M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• FINANCIAL CONSULTING/SELECTION OF OTHER ADVISORS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → Present
  Lpl Financial, Llc
  Sarasota, FL
• 04/2013 → Present
  Walsh & Associates, Llc
  Sarasota, FL

Other Businesses

1. 12/7/2015 - Walsh Family Holdings I, LLC - Investment Related - 2350 Fruitville Rd, Sarasota, FL 34237 - Real Estate Rental - STARTED 11/06/15 - 2 Hours Per Month/0 Hours During Securities Trading. 2. 1/20/2016 - Walsh & Associates, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - STARTED 11/03/2015 - 150 Hours Per Month During Securities Trading. 3. 2/5/2018 - Walsh & Associates, LLC - DBA: Walsh & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/1995 - 160 Hours Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2006-10-11