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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-05-10
NC RA APPROVED 2024-05-10
  • IA RA
    APPROVED
    Since 2024-05-10
  • NC RA
    APPROVED
    Since 2024-05-10

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Enterprise Rent-A-Car Jacksonville NC 02/2015 05/2020
Reliance First Capital Charlotte NC 01/2021 10/2021
Amerit Fleet Services Charlotte NC 10/2021 02/2022
Door Dash San Francisco CA 08/2020 06/2022
Principal Life Insurance Charlotte NC 06/2022 Present
Principal Securities, Inc. Charlotte NC 08/2022 Present
Bath & Body Works Charlotte NC 09/2020 12/2020
Principal Advised Services Charlotte NC 04/2024 Present
  • 02/2015 → 05/2020
    Enterprise Rent-A-Car
    Jacksonville, NC
  • 01/2021 → 10/2021
    Reliance First Capital
    Charlotte, NC
  • 10/2021 → 02/2022
    Amerit Fleet Services
    Charlotte, NC
  • 08/2020 → 06/2022
    Door Dash
    San Francisco, CA
  • 06/2022 → Present
    Principal Life Insurance
    Charlotte, NC
  • 08/2022 → Present
    Principal Securities, Inc.
    Charlotte, NC
  • 09/2020 → 12/2020
    Bath & Body Works
    Charlotte, NC
  • 04/2024 → Present
    Charlotte, NC
Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 401 McCullough Dr, Charlotte NC 28262, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/12/2022 ADDRESS: 401 McCullough Dr, Charlotte NC 28262, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-09
S63 Uniform Securities Agent State Law Examination 2022-10-01
  • S66 Uniform Combined State Law Examination
    2024-05-09
  • S63 Uniform Securities Agent State Law Examination
    2022-10-01

View on SEC IAPD

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