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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-02-24
  • IN RA
    APPROVED
    Since 2023-02-24

Branch Locations

10194 Crosspoint Boulevard Suite # 100, Indianapolis, IN 46256 • United States

Lafontaine, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St Cloud MN 08/2022 Present
Msd Of Wabash County Wabash IN 01/2017 08/2022
Whites Residential And Family Services Wabash IN 06/2015 08/2018
Student At Ipfw Fort Wayne IN 07/2012 12/2017
Cetera Investment Advisers Llc Indianapolis IN 02/2023 Present
  • 08/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2017 → 08/2022
    Msd Of Wabash County
    Wabash, IN
  • 06/2015 → 08/2018
    Whites Residential And Family Services
    Wabash, IN
  • 07/2012 → 12/2017
    Student At Ipfw
    Fort Wayne, IN
  • 02/2023 → Present
    Indianapolis, IN
Other Businesses

1. 100% OWNER OF HOOSIER HOME HOLDINGS, LLC; LONG TERM RENTALS 2. BOARD MEMBER FOR LAFONTAINE LIBRARY, 1/HR/MO 3. TOP ROPE FINANCIAL, DBA FOR CETERA BUSINESS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-23
  • S66 Uniform Combined State Law Examination
    2023-02-23

View on SEC IAPD

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