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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2025-01-31
NJ RA APPROVED 2022-10-11
TX RA APPROVED 2022-10-07
  • ME RA
    APPROVED
    Since 2025-01-31
  • NJ RA
    APPROVED
    Since 2022-10-11
  • TX RA
    APPROVED
    Since 2022-10-07

Branch Locations

50 Rowes Wharf 4Th Floor, Boston, MA 02110 • United States

225 South Street 2Nd Floor, Morristown, NJ 07960 • United States

Hoboken, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Morristown NJ 08/2022 Present
Jpmorgan Chase Bank, N.A. Morristown NJ 08/2022 Present
Citigroup New York NY 06/2015 07/2022
  • 08/2022 → Present
    Morristown, NJ
  • 08/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Morristown, NJ
  • 06/2015 → 07/2022
    Citigroup
    New York, NY
Other Businesses

Effective 8/1/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-07
  • S66 Uniform Combined State Law Examination
    2022-10-07
Other Names
  • Alex Jacob Kaufman

View on SEC IAPD

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