Scott Evan Howell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 10/2021
  Hsbc Securities (Usa) Inc.
  New York, NY
• 08/2016 → 10/2021
  Hsbc Bank Usa, N.A.
  New York, NY
• 11/2021 → Present
  Lpl Financial, Llc
  Chester, NJ

Previous Registrations

• 2008-01-25 → 2021-11-09
  Hsbc Securities (Usa) Inc.
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
• 2007-05-29 → 2008-01-24
  Citigroup Global Markets Inc.
  New York, NY
  New York, NY
  New York, NY
• 2005-12-05 → 2007-05-29
  Citicorp Investment Services
  New York, NY
  New York, NY
  New York, NY
• 2005-04-26 → 2005-11-29
  Chase Investment Services Corp.
  New York, NY
• 2001-01-30 → 2004-01-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newark, NJ

Other Businesses

1) 9/2021 - DBA for LPL Business (entity for LPL business) - GLADSTONE WEALTH PARTNERS - Investment Related - Chester, NJ 07930 2) 9/2021 - Real Estate Rental - Investment Related - Highland, FL

Exams

• S66 Uniform Combined State Law Examination
  1999-07-09

Designations

• Certified Financial Planner

Other Names

• Scott E Howell