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Nicholas Srnka

Wells Fargo Clearing Services, LLC

Erie, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-10-18
  • PA RA
    APPROVED
    Since 2025-10-18

Branch Locations

100 State St Ste 100, Erie, PA 16507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc. Williamsville NY 08/2022 04/2025
Jim Vallimont Construction Erie PA 06/2017 08/2017
Saint Vincent College Latrobe PA 08/2017 05/2021
Jim Vallimont Construction Erie PA 05/2018 08/2018
Greene Township Erie PA 06/2020 08/2020
Bny Mellon Pittsburgh PA 06/2021 05/2022
Presque Isle Downs And Casino Erie PA 05/2019 08/2019
Seneca High School Erie PA 06/2014 06/2017
Wells Fargo Clearing Services, Llc Erie PA 04/2025 Present
  • 08/2022 → 04/2025
    Equitable Advisors, Llc.
    Williamsville, NY
  • 06/2017 → 08/2017
    Jim Vallimont Construction
    Erie, PA
  • 08/2017 → 05/2021
    Saint Vincent College
    Latrobe, PA
  • 05/2018 → 08/2018
    Jim Vallimont Construction
    Erie, PA
  • 06/2020 → 08/2020
    Greene Township
    Erie, PA
  • 06/2021 → 05/2022
    Bny Mellon
    Pittsburgh, PA
  • 05/2019 → 08/2019
    Presque Isle Downs And Casino
    Erie, PA
  • 06/2014 → 06/2017
    Seneca High School
    Erie, PA
  • 04/2025 → Present
    Wells Fargo Clearing Services, Llc
    Erie, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-18
S63 Uniform Securities Agent State Law Examination 2022-11-09
  • S66 Uniform Combined State Law Examination
    2025-10-18
  • S63 Uniform Securities Agent State Law Examination
    2022-11-09

View on SEC IAPD

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