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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-28 |
| AZ | RA | APPROVED | 2025-10-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2022 | 01/2023 |
| Pizza Guys | Merced | CA | 09/2018 | 07/2019 |
| Luxury Perfumes | Livermore | CA | 06/2020 | 01/2021 |
| University Of California, Merced | Merced | CA | 08/2016 | 05/2020 |
| Unemployed | Tracy | CA | 02/2021 | 07/2022 |
| J.P. Morgan Securities Llc | Tempe | AZ | 08/2023 | Present |
| Unemployed | Elk Grove | CA | 02/2023 | 07/2023 |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 08/2025 | Present |
NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT RELATED ADDRESS (City/State): TRACY, CALIFORNIA NATURE OF BUSINESS: RENTAL PROPERTY POSITION: OWNER START DATE (Month/Year): 10/2022 APPROXIMATE HOURS PER MONTH: 3 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: OWNER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-07 |
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