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Yia Lee

Strategic Advisers LLC

Berkeley, CA

Berkeley, CA

San Leandro, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

1995 University Ave Ste 120, Berkeley, CA 94704-1049 • United States

2120 University Ave, Berkeley, CA 94704-1026 • United States

San Leandro, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed As A Student Berkeley CA 04/2018 08/2022
Taco Bell Sacramento CA 04/2017 04/2018
Unemployed As A Student Sacramento CA 06/2016 04/2017
Fidelity Investment Salt Lake City UT 08/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 04/2018 → 08/2022
    Unemployed As A Student
    Berkeley, CA
  • 04/2017 → 04/2018
    Taco Bell
    Sacramento, CA
  • 06/2016 → 04/2017
    Unemployed As A Student
    Sacramento, CA
  • 08/2022 → Present
    Fidelity Investment
    Salt Lake City, UT
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-11-20 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Palo Alto, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-14
S63 Uniform Securities Agent State Law Examination 2023-01-19
  • S66 Uniform Combined State Law Examination
    2023-11-14
  • S63 Uniform Securities Agent State Law Examination
    2023-01-19

View on SEC IAPD

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Other Investors

JEFFREY VALENTINE ST. CLAIRE
PETER BRAY REIDENBACH
Samaya Patel
AMY STOEPLER THACHER
DARREN SCOTT TAGGART
Mark Lawrence Hortizuela Cortez
ASHLEY COONS
HAMED RASHIDPOUR

Other Offices

BLUME CAPITAL MANAGEMENT, INC. · BERKELEY, CA
FUTURE FRONTIER CAPITAL, LLC · BERKELEY, CA
VOLEON CAPITAL MANAGEMENT LP · BERKELEY, CA
CITIGROUP GLOBAL MARKETS INC. · Berkeley, CA
Z21 VENTURES MANAGEMENT COMPANY, LLC · BERKELEY, CA
STRATEGIC ADVISERS LLC · BERKELEY, CA
LPL FINANCIAL LLC · BERKELEY, CA
CHARLES SCHWAB & CO., INC. · Berkeley, CA

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