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Michael Jonathan Maisel

Legacy Financial Advisors, Inc.

Covington, KY

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Current Employers
Legacy Financial Advisors, Inc.

117 East Fourth Street, Covington, KY 41011 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-09-10
  • KY RA
    APPROVED
    Since 2024-09-10

Branch Locations

117 East Fourth Street, Covington, KY 41011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scaled Up Marketing Cincinnati OH 05/2021 07/2022
Pps Group Covington KY 11/2020 04/2021
Mjm Productions Cincinnati OH 04/2021 08/2022
University Of Cincinnati Cincinnati OH 08/2017 04/2021
Wyoming High School Cincinnati OH 08/2014 08/2017
Cooking With Caitlyn Cincinnati OH 08/2017 11/2017
Fidelity Investments Covington KY 08/2022 08/2024
Thirty21 Scaledup Marketing Cincinnati OH 05/2021 07/2022
Legacy Financial Advisors, Inc. Covington KY 08/2024 Present
  • 05/2021 → 07/2022
    Scaled Up Marketing
    Cincinnati, OH
  • 11/2020 → 04/2021
    Pps Group
    Covington, KY
  • 04/2021 → 08/2022
    Mjm Productions
    Cincinnati, OH
  • 08/2017 → 04/2021
    University Of Cincinnati
    Cincinnati, OH
  • 08/2014 → 08/2017
    Wyoming High School
    Cincinnati, OH
  • 08/2017 → 11/2017
    Cooking With Caitlyn
    Cincinnati, OH
  • 08/2022 → 08/2024
    Fidelity Investments
    Covington, KY
  • 05/2021 → 07/2022
    Thirty21 Scaledup Marketing
    Cincinnati, OH
  • 08/2024 → Present
    Legacy Financial Advisors, Inc.
    Covington, KY
Previous Registrations
  • 2023-11-29 → 2024-07-11
    Fidelity Personal And Workplace Advisors
    Covington, KY
Other Businesses

OBA-90501|OrgNmn:MJM productions|Org Addr:Cincinnati,Ohio,US|OBA Nature:Freelance media company|Invst Rel:N|Title:Sole Proprietor|Duties:renting equipment, and consulting for projects|StrtDt:|TotHrs/mon:3|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-22
S63 Uniform Securities Agent State Law Examination 2022-12-08
  • S66 Uniform Combined State Law Examination
    2023-11-22
  • S63 Uniform Securities Agent State Law Examination
    2022-12-08
Other Names
  • Michael Jonathan Maisel
  • Michael Maisel

View on SEC IAPD

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DUSTIN WATKINS
TIMOTHY J WALLIN
JAIME MARIE LANHAM
DONALD W STEWART

Other Offices

STRATEGIC ADVISERS LLC · COVINGTON, KY
STRATEGIC ADVISERS LLC · COVINGTON, KY
STRATEGIC ADVISERS LLC · COVINGTON, KY
PNC WEALTH MANAGEMENT LLC · FORT MITCHELL, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mitchell, KY
ROBERT W. BAIRD & CO. INCORPORATED · Fort Wright, KY
EP WEALTH ADVISORS · Fort Wright, KY
DEAN DORTON WEALTH MANAGEMENT, LLC · FORT WRIGHT, KY

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