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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-18
IL RA APPROVED 2024-10-01
  • TX RA
    APPROVED
    Since 2024-12-18
  • IL RA
    APPROVED
    Since 2024-10-01

Branch Locations

21805 W Field Pkwy, Deer Park, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Arlington Heights IL 08/2022 07/2024
Jpmorgan Chase Bank, N.A. Arlington Heights IL 07/2022 07/2024
Bais Chaim Dovid Lincolnwood IL 09/2014 Present
Paramount Lead Solutions Des Plaines IL 01/2022 04/2022
Doubletree By Hilton Hotel Arlington Heights IL 06/2017 07/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Carpentersville IL 07/2024 Present
Harper College Palatine IL 12/2020 08/2022
Depaul University Chicago IL 01/2020 06/2020
Purdue University West Lafayette IN 01/2023 Present
Bank Of America, N.A. Carpentersville IL 09/2024 Present
  • 08/2022 → 07/2024
    J.P. Morgan Securities Llc
    Arlington Heights, IL
  • 07/2022 → 07/2024
    Jpmorgan Chase Bank, N.A.
    Arlington Heights, IL
  • 09/2014 → Present
    Bais Chaim Dovid
    Lincolnwood, IL
  • 01/2022 → 04/2022
    Paramount Lead Solutions
    Des Plaines, IL
  • 06/2017 → 07/2018
    Doubletree By Hilton Hotel
    Arlington Heights, IL
  • 07/2024 → Present
    Carpentersville, IL
  • 12/2020 → 08/2022
    Harper College
    Palatine, IL
  • 01/2020 → 06/2020
    Depaul University
    Chicago, IL
  • 01/2023 → Present
    Purdue University
    West Lafayette, IN
  • 09/2024 → Present
    Bank Of America, N.A.
    Carpentersville, IL
Other Businesses

Entity Name: Bais Chaim Dovid Investment related: No Address: 3462 W Devon Ave, Lincolnwood, IL 60712 Nature of the other business: Religious Services Position/Title/Relationship: Employee/Contractor Start Date: 09/11/2014 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The location is a synagogue. I work there as the head custodian on weekends.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-30
S63 Uniform Securities Agent State Law Examination 2022-10-14
  • S66 Uniform Combined State Law Examination
    2024-09-30
  • S63 Uniform Securities Agent State Law Examination
    2022-10-14

View on SEC IAPD

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