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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-24 |
| TX | RA | APPROVED | 2026-04-16 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
3109 W Dr. Martin Luther King Blvd Suite 600, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors, Llc | Miami Lakes | FL | 08/2022 | 04/2025 |
| City Of Newport | Newport | RI | 01/2015 | 07/2022 |
| Trinity Wealth Securities, Llc | Miami Lakes | FL | 02/2025 | 04/2025 |
| Mml Investors Services, Llc | Ft Lauderdale | FL | 12/2025 | 03/2026 |
| Massmutual Life Insurance Company | Ft Lauderdale | FL | 10/2025 | 03/2026 |
| Unemployed | Miami | FL | 05/2025 | 09/2025 |
| Fisher Investments | Tampa | FL | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-02-11 |
| S65 | Uniform Investment Adviser Law Examination | 2022-08-01 |
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