Luis Enrique Soto

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2021 → 03/2025
  Td Bank N.A.
  Newburyport, MA
• 02/2018 → 07/2021
  United States Armed Forces
  Mcguire Afb, NJ
• 04/2017 → 01/2018
  People's United Bank
  Salem, MA
• 02/2017 → 03/2017
  Unemployed
  Salem, MA
• 10/2016 → 01/2017
  Berg Family Enterprise`
  Queens, NY
• 09/2015 → 09/2016
  Eastern Bank
  Salem, MA
• 08/2022 → 03/2025
  Td Private Client Wealth Llc
  Newburyport, MA
• 03/2025 → Present
  J.P. Morgan Securities Llc
  Chicago, IL
• 03/2025 → Present
  Jpmorgan Chase Bank, N.A.
  Chicago, IL
• 02/2023 → 12/2023
  Uber
  Salem, MA
• 10/2025 → Present
  Lea Property Management
  Chicago, IL

Previous Registrations

• 2022-10-12 → 2025-04-10
  Td Private Client Wealth Llc
  Hartford, CT
  Newburyport, MA
  Portsmouth, NH

Other Businesses

Entity Name: LEA Property Management Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: managing the 2 unit building that we own. so being a landlord for the most part

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-04-17
• S65 Uniform Investment Adviser Law Examination
  2022-10-03

Other Names

• Luis Soto
• Luis E Soto
• Luis Enrique Soto