Michelle Mengfen Ruan

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-04-03
CA	RA	APPROVED	2023-03-28

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Bank Of America, N.A.	Milpitas	CA	09/2015	09/2018
Lpl Financial Llc	Fremont	CA	09/2018	11/2018
Charles Schwab & Co., Inc.	San Roman	CA	10/2019	06/2020
Unemployed	Fremont	CA	11/2018	10/2019
Self Employed	Fremont	CA	06/2020	06/2022
Allstate Insurance Company	San Jose	CA	06/2022	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pleasanton	CA	01/2023	Present
Bank Of America, N.A.	Pleasanton	CA	04/2023	Present

09/2015 → 09/2018

Bank Of America, N.A.

Milpitas, CA
09/2018 → 11/2018

Lpl Financial Llc

Fremont, CA
10/2019 → 06/2020

Charles Schwab & Co., Inc.

San Roman, CA
11/2018 → 10/2019

Unemployed

Fremont, CA
06/2020 → 06/2022

Self Employed

Fremont, CA
06/2022 → Present

Allstate Insurance Company

San Jose, CA
01/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pleasanton, CA
04/2023 → Present

Bank Of America, N.A.

Pleasanton, CA

2022-06-28 → 2023-01-20

Allstate Financial Advisors, Llc

San Jose, CA
2019-11-04 → 2020-08-25

Charles Schwab & Co., Inc.

San Ramon, CA
2018-09-14 → 2018-11-29

Lpl Financial Llc

Fremont, CA

Fremont, CA

Fremont, CA
2015-09-17 → 2018-09-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fresno, CA

Clovis, CA

Fresno, CA

Fresno, CA

Santa Clara, CA

Milpitas, CA
2013-02-05 → 2014-05-28

Strategic Advisers Llc

Campbell, CA

San Jose, CA
2011-09-22 → 2013-01-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fremont, CA

San Jose, CA

Fremont, CA

Fremont, CA

Fremont, CA
2008-08-13 → 2010-09-03

Msi Financial Services, Inc.

Walnut Creek, CA
2007-04-17 → 2008-04-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pasadena, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-04-16

Other Firms