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Kevin M Knisley

Ubs Financial Services Inc.

Stamford, CT

Greenwich, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-03
CT RA APPROVED 2012-05-25
  • NY RA
    APPROVED
    Since 2025-01-03
  • CT RA
    APPROVED
    Since 2012-05-25

Branch Locations

600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Stamford CT 05/2012 Present
Previous Registrations
Other Businesses

EVENT CATERERS / FOOD / 45 PADANARAM ROAD DANBURY, CT 06811 / COOK / START DATE 06/04/2011 / 10 HRS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-19
S63 Uniform Securities Agent State Law Examination 2006-12-09
  • S65 Uniform Investment Adviser Law Examination
    2006-12-19
  • S63 Uniform Securities Agent State Law Examination
    2006-12-09
Other Names
  • Kevin Michael Knisley
  • Kevin Michael Knisley
  • Kevin M Knisley
  • Kevin M M Knisley

View on SEC IAPD

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