John Pierce Holbrook

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-09-15
NC	RA	APPROVED	2024-12-24

TX RA
APPROVED

Since 2025-09-15
NC RA
APPROVED

Since 2024-12-24

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Medi Weightloss	Ballantyne	NC	10/2015	11/2017
Tree And Junk Removal	Huntersville	NC	11/2017	09/2022
Ubs Financial Services Inc.	Charlotte	NC	09/2022	Present
Lowes	Huntersville	NC	06/2022	12/2022

10/2015 → 11/2017

Medi Weightloss

Ballantyne, NC
11/2017 → 09/2022

Tree And Junk Removal

Huntersville, NC
09/2022 → Present

Ubs Financial Services Inc.

Charlotte, NC
06/2022 → 12/2022

Lowes

Huntersville, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-12-18
S63	Uniform Securities Agent State Law Examination	2024-08-26

S65 Uniform Investment Adviser Law Examination

2024-12-18
S63 Uniform Securities Agent State Law Examination

2024-08-26

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

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