Joseph Alexander Brown

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-03-29
TX	RA	APPROVED_RES	2023-03-06

NC RA
APPROVED

Since 2023-03-29
TX RA
APPROVED_RES

Since 2023-03-06

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

6000 Fairview Rd 8Th Fl [Support Center], Charlotte, NC 28210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Charlotte	NC	08/2022	Present
Mr Motorcycle	Asheville	NC	04/2008	07/2022

08/2022 → Present

Wells Fargo Clearing Services, Llc

Charlotte, NC
04/2008 → 07/2022

Mr Motorcycle

Asheville, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-13

S66 Uniform Combined State Law Examination

2023-02-13

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

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