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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bellmore Jfk High School | Bellmore | NY | 09/2014 | 06/2018 |
| Hofstra University | Hempstead | NY | 09/2018 | 05/2022 |
| Hempstead Golf And Country Club | Hempstead | NY | 08/2015 | 10/2021 |
| Arrows Youth Hockey & Skate 2 Score | Freeport | NY | 08/2018 | 09/2024 |
| A&J Building And Construction | Bellmore | NY | 01/2021 | 03/2021 |
| American Portfolios Financial Services, Inc. | Smithtown | NY | 08/2022 | 10/2024 |
| Osaic | Smithtown | NY | 10/2024 | 08/2025 |
| Murphy & Mullick Capital Management Corp. | Smithtown | NY | 08/2024 | 06/2025 |
| Osaic Wealth, Inc. | Smithtown | NY | 10/2024 | 08/2025 |
| Lpl Financial Llc | Freeport | NY | 08/2025 | Present |
1. 08/08/2025 - Farmingdale State College Ice Hockey - Club Sport - Not Investment Related - Farmingdale, NY 11735 - OBA Start Date: 06/01/2022 - 20 Hour(s)/Month - 0 Hour(s) During Trading. 2. 08/08/2025 - SIQ Hockey LLC - Coach/Sports/Fitness - Not Investment Related - Freeport NY, 11787 - OBA Start Date: 06/01/2022 - 10 Hour(s)/Month - 0 Hour(s) During Trading. 3. 08/26/2025-Huntsman Hockey LLC- Other - Other - Not Investment Related- At Merrick, NY - Start date 08/11/2025- 50 Hours Per Month/ 0 hours during trading 4. 08/26/2025 -Huntsman Capital Group Inc. - DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 08/11/2025- 160 Hours Per Month- 100 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-28 |
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